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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-23 |
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Redlands | CA | 06/2016 | 11/2017 |
| Lpl Financial Llc | Redlands | CA | 11/2017 | Present |
1. 11/29/2017 - The Steven G. Mihaylo Big Bear High School Education Foundation - Not Investment Related - SGM/BBHS Educational Foundation, Box 1529, Big Bear Lake, CA 92315 - Other - Member at Large. 2. 09/21/2021 - Matson Development Corp - Not Investment Related - Home Based - Business Owner - Start Date: 12/24/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Co-Owner 3. 06/21/2023 - Matson Waner Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2023 - 0 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-26 |
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