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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-06
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2023-03-06
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Williamsville NY 05/2011 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Amherst NY 03/2017 Present
  • 05/2011 → Present
    Metlife Securities Inc
    Williamsville, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Amherst, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-06-26
  • S63 Uniform Securities Agent State Law Examination
    2011-06-26

View on SEC IAPD

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