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Employer firm

Alexander Capital Wealth Management LLC CRD 157714

$238M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alexander Capital Wealth Management Llc

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-13
TX RA APPROVED 2018-06-05
  • NY RA
    APPROVED
    Since 2021-11-13
  • TX RA
    APPROVED
    Since 2018-06-05

Branch Locations

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Long Island City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexander Capital, Lp New York NY 05/2015 Present
Alexander Capital Wealth Management, Llc New York NY 05/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-29
S63 Uniform Securities Agent State Law Examination 2011-03-28
  • S65 Uniform Investment Adviser Law Examination
    2017-11-29
  • S63 Uniform Securities Agent State Law Examination
    2011-03-28
Other Names
  • Paul Messina

View on SEC IAPD

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