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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-15 |
| ND | RA | APPROVED | 2015-12-14 |
Branch Locations
304 East Rosser Ave, Bismarck, ND 58502 • United States
405 East Main St, Mandan, ND 58554 • United States
2710 State St, Bismarck, ND 58503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gate City Bank | Bismarck | ND | 02/2013 | Present |
| Lpl Finanical Llc | Bismarck | ND | 12/2015 | Present |
1) 12/10/15-U.S. Marketing Corporation/Non-Variable Insurance/5%/ Milwaukee, WI 2) 7/6/2016: Path Inc. - Other - Foster Care - NOT INV REL - Start 09/01/2016 - 2321 Pointe Loop, Bismarck ND 58503 - Respite Foster care - provide respite foster care - 48 Hr/Mo; 0 Hours During Securities Trading - Foster Parent 3) 9/11/2017: Gray Collar Properties - Investment Related - Mandan ND & Bismarck ND - Real Estate Rental - Started 09/25/2017 - 4 Hours Per Month/0 Hours During Securities Trading - Residential Rental Real Estate. 4) 11/19/2018 - Gate City Bank - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/29/2018 - 160 hours/month - 120 hours during trading. 5) 4/6/2021 - Gate City Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 2/24/2021 - 10 Hours Per Month/5 Hours During Securities Trading. 6) 10/21/2021 - Sunny Day Investing - Investment Related - Mandan, ND 58554 - Real Estate Rental - Start Date: 10/15/2021 - 1 Hour Per Month/0 Hour During Securities Trading. 7) 08/24/2022 - Sundown Real Estate, LLC - Investment Related - Mandan, ND 58554 - Real Estate Rental - Start Date - 10/03/2022 - 1 Hours Per Month/0 Hours During Securities Trading 8) 04/24/2024 - Simplicity/Sunderland Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 03/23/2016 - 10 Hours Per Month/ During Trading 9) 04/21/2025 - Gate City Bank - Investment Related - Financial Institution Duty - NFargo, ND - Start Date:04/17/2025 - 2 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-12 |
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