Joseph Carl Rose

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 09/2024
  Raymond James Financial Services, Inc.
  Sugar Land, TX
• 07/2013 → 09/2024
  Raymond James Financial Services Advisors Inc.
  Sugar Land, TX
• 11/2010 → Present
  The Noble Group
  Sugar Land, TX
• 08/2017 → Present
  Jcrose Consulting
  Sugar Land, TX
• 09/2024 → Present
  Lpl Financial Llc
  Sugar Land, TX

Previous Registrations

• 2013-07-02 → 2024-10-04
  Raymond James Financial Services Advisors, Inc
  Sugar Land, TX

Other Businesses

1 - 08/26/2024 - JCRose Consulting - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 40 Hours/Month - 8 Hours During Trading - TX 77478 - OBA Start Date: 01/01/2018. 2 - 08/26/2024 - The Noble Group - DBA for LPL Business (entity for LPL business) - Inv Related - 40 Hours/Month - 8 Hours During Trading - At reported business location(s). 3 - 08/26/2024 - Real Estate Rental - Real Estate Rental - Inv Related - TX 77478 - OBA Start Date: 01/28/2021. 4 - 08/26/2024 - TNG Benefits LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 40 Hours/Month - 8 Hours During Trading - TX 77478 - OBA Start Date: 01/01/2011.

Exams

• S66 Uniform Combined State Law Examination
  2013-06-06

Other Names

• Joey Carl Rose