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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
2245 Texas Dr Ste 170, Sugar Land, TX 77479 • United States
2245 Texas Dr Ste 170, Sugar Land, TX 77479 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Sugar Land | TX | 03/2013 | 09/2024 |
| Raymond James Financial Services Advisors Inc. | Sugar Land | TX | 07/2013 | 09/2024 |
| The Noble Group | Sugar Land | TX | 11/2010 | Present |
| Jcrose Consulting | Sugar Land | TX | 08/2017 | Present |
| Lpl Financial Llc | Sugar Land | TX | 09/2024 | Present |
1 - 08/26/2024 - JCRose Consulting - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 40 Hours/Month - 8 Hours During Trading - TX 77478 - OBA Start Date: 01/01/2018. 2 - 08/26/2024 - The Noble Group - DBA for LPL Business (entity for LPL business) - Inv Related - 40 Hours/Month - 8 Hours During Trading - At reported business location(s). 3 - 08/26/2024 - Real Estate Rental - Real Estate Rental - Inv Related - TX 77478 - OBA Start Date: 01/28/2021. 4 - 08/26/2024 - TNG Benefits LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 40 Hours/Month - 8 Hours During Trading - TX 77478 - OBA Start Date: 01/01/2011.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-06 |
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