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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2012-01-25
  • UT RA
    APPROVED
    Since 2012-01-25

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Saratoga Springs, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 12/2011 Present
Morgan Stanley Services Group Inc. South Jordan UT 11/2018 05/2026
Morgan Stanley & Co., Llc South Jordan UT 10/2022 05/2026
E*Trade Securities, Llc South Jordan UT 10/2022 09/2023
  • 12/2011 → Present
    South Jordan, UT
  • 11/2018 → 05/2026
    Morgan Stanley Services Group Inc.
    South Jordan, UT
  • 10/2022 → 05/2026
    Morgan Stanley & Co., Llc
    South Jordan, UT
  • 10/2022 → 09/2023
    E*Trade Securities, Llc
    South Jordan, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-23
S63 Uniform Securities Agent State Law Examination 2011-05-14
  • S65 Uniform Investment Adviser Law Examination
    2012-01-23
  • S63 Uniform Securities Agent State Law Examination
    2011-05-14

View on SEC IAPD

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