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Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-16
IA RA APPROVED 2025-07-14
  • TX RA
    APPROVED
    Since 2026-01-16
  • IA RA
    APPROVED
    Since 2025-07-14

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

116 East 4Th Street, Waterloo, IA 50703 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Waterloo IA 11/2013 Present
Benjamin F. Edwards Wealth Management, Llc' 116 East 4Th Street IA 03/2020 Present
Previous Registrations
Other Businesses

Pilipchuk Persson Private Wealth, LLC - Waterloo IA, Investment Related, 30% Owner, Investment Advice - advising clients with investment direction and implementation, Participation start date 3/9/2020, 160 hours per month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-10
  • S66 Uniform Combined State Law Examination
    2011-08-10

View on SEC IAPD

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