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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-07
TX RA APPROVED 2026-01-07
  • MA RA
    APPROVED
    Since 2026-01-07
  • TX RA
    APPROVED
    Since 2026-01-07

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

30 Corporate Drive Suite 220, Pembroke, MA 02359 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Wyncote PA 03/2016 01/2026
Powder Point Wealth Mgmt, Llc Pembroke MA 03/2016 Present
Private Client Services Pembroke MA 01/2026 Present
Rfg Advisory Llc Dba Powder Point Wealth Management Pembroke MA 01/2026 Present
  • 03/2016 → 01/2026
    Wyncote, PA
  • 03/2016 → Present
    Powder Point Wealth Mgmt, Llc
    Pembroke, MA
  • 01/2026 → Present
    Private Client Services
    Pembroke, MA
  • 01/2026 → Present
    Rfg Advisory Llc Dba Powder Point Wealth Management
    Pembroke, MA
Previous Registrations
  • 2025-01-03 → 2026-01-08
    Pembroke, MA
    Amherst, MA
  • 2016-04-12 → 2026-01-08
    Pembroke, MA
  • 2015-01-02 → 2015-09-25
    Msi Financial Services, Inc.
    Marshfield, MA
  • 2011-05-16 → 2015-09-23
    Overland Park,, KS
  • 2011-05-11 → 2015-01-02
    New England Securities
    Boston, MA
    Marshfield, MA
Other Businesses

1) RFG Advisory; 1400 Urban Center Drive, Suite 475, Birmingham, AL 35242; RIA; position investment adviser representative; start date: 01/2026; hours per month: 160; hours per month during trading hours: 160. 2) Powder Point Wealth Management, 30 Corporate Park Drive, Suite 220, Pembroke, MA 02359; DBA; position: owner, founder, and advisor; start date: 03/2016; hours per month: 160; hours during trading hours: 160. 3) The Pinnacle Group; 12724 Gran Bay Pkwy, Bldg. 1, Ste 150, Jacksonville, FL 32258; insurance marking organization; position: insurance agent; start date 01/2026; hours per month: 2; hours per month during trading hours: 2.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-08
  • S66 Uniform Combined State Law Examination
    2011-04-08

View on SEC IAPD

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