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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-01-05
NJ RA APPROVED 2022-12-22
OH RA APPROVED 2022-12-15
DC RA APPROVED 2021-09-15
PA RA APPROVED 2020-10-29
  • VA RA
    APPROVED
    Since 2023-01-05
  • NJ RA
    APPROVED
    Since 2022-12-22
  • OH RA
    APPROVED
    Since 2022-12-15
  • DC RA
    APPROVED
    Since 2021-09-15
  • PA RA
    APPROVED
    Since 2020-10-29

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Marlton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Philadelphia PA 02/2011 03/2018
Goldman Sachs & Co. Llc Philadelphia PA 03/2018 10/2020
Ubs Financial Services Inc. Washington DC 10/2020 Present
  • 02/2011 → 03/2018
    The Ayco Company, L.P./Mercer Allied
    Philadelphia, PA
  • 03/2018 → 10/2020
    Goldman Sachs & Co. Llc
    Philadelphia, PA
  • 10/2020 → Present
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-28
  • S66 Uniform Combined State Law Examination
    2011-10-28
Other Names
  • Karlyn Jaye Huettemann
  • Karlyn Wright

View on SEC IAPD

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