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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-10-10
  • KS RA
    APPROVED
    Since 2018-10-10

Branch Locations

1723 Williams St., Great Bend, KS 67530 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

306 E Sante Fe, Ellingwood, KS 67526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Doll Insurance Group, Llc Ellinwood KS 02/2003 Present
Cambridge Investment Research, Inc Fairfield IA 03/2011 10/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2012 10/2018
Lpl Financial Llc Great Bend KS 10/2018 Present
Private Advisor Group, Llc Great Bend KS 10/2018 Present
Previous Registrations
Other Businesses

1)10/01/18- Doll Insurance Group & Financial Service,LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Ellinwood, KS - 100% 2)10/01/18- Doll Insurance Group, LLC- Insurance Agency- Owner and Agent - Inv. Related - Ellinwood, KS- star date 2/1/2003- 160hrs/mth - 50% 3)10/01/18- DENWOOD HOMES, LLC- Real Estate Services- Co-owner- Inv. Related- Ellinwood, KS- start date 1/1/2003- 30hrs/mth- 10%. 4) 10/30/2018 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/07/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 10/31/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-31
  • S66 Uniform Combined State Law Examination
    2012-03-31

View on SEC IAPD

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