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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-05 |
| TX | RA | APPROVED | 2019-03-04 |
Branch Locations
2452 Lakewest Dr, Chico, CA 95928 • United States
Chico, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 03/2019 |
| Lpl Financial Llc | Chico | CA | 03/2019 | Present |
1. 2/3/2020 - Asset Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 2. 08/18/2022 - BCD - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 2 Hours Per Month/0 Hours During Securities Trading 3) 04/24/2025 - Lakewest Properties LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - At reported business location s - Start Date:04/15/2025 - 2 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-21 |
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