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1927 1St Avenue North 10Th Floor, Birmingham, AL 35203-4103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2011-09-23 |
Branch Locations
1927 1St Avenue North 10Th Floor, Birmingham, AL 35203-4103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Porter, White & Company, Inc. | Birmingham | AL | 01/2011 | Present |
| Spearhead Capital, Llc | Birmingham | AL | 06/2016 | 01/2018 |
| Porter White Investment Advisors, Inc. | Birmingham | AL | 01/2011 | Present |
| Porter White Capital, Llc | Birmingham | AL | 01/2018 | 08/2023 |
| M&A Securities Group, Inc. | Kansas City | MO | 01/2024 | Present |
| Porter White Capital Advisors, Inc. | Birmingham | AL | 01/2011 | Present |
1.) PW Management Co, Inc.;, Non Investment Related; Associate; HR Benefits Management; 01/2011, 0 hrs/month employee payroll & benefits 2.) Porter White Capital Advisors, Inc., Investment Related; Vice President; Business Consulting; 01/2011; 30 hrs/month/ Valuation and corporate advisory 3.) Porter, White & Company, Inc.; Investment Related; Municipal Advisor Rep; Municipal Advisory Firm; 01/2011, 10 hrs/month; Municipal Securities Representative 4.) Porter White Investment Advisors, Inc.; Investment Related; Investment Advisor Representative; Registered Investment Advisor; 01/2011; 1 hr/month; wealth management and financial planning services 5.) M&A Securities Group, Inc.; Investment Related; Associate Person; Broker Dealer; 01/2024, 20 hrs/month; securities-related capital raising and transactions Unless indicated, all time spent is hours per week during trading hours and investment related. The address for each company is: 1927 1st Avenue North, 10th Floor Birmingham, Alabama 35203 6.) Alabama Symphony Orchestra Endowment Board; Non Investment Related; Board Member; Non-Profit Organization; 7/2020; 1 hr/month; 3621 6th Avenue S, Birmingham, AL 35222 Unless indicated, all time spent is hours per week, during trading hours and investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-22 |
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