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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-31 |
Branch Locations
1107 S. Baldwin Avenue Suite C, Arcadia, CA 91007 • United States
Lake Forest, CA • United States
445 N. Bedford Dr., Beverly Hills, CA 90210 • United States
15315 Culver Drive Suite # 187, Irvine, CA 92604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Los Angeles | CA | 03/2014 | Present |
| Hsbc Bank Usa, N.A. | Irvine | CA | 03/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-28 |
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