Michael Steven Ames

Current Employers

Employment History

• 03/2015 → 08/2020
  Fifth Third Securities
  Cornelius, NC
• 08/2020 → Present
  Stonex Securities Inc
  Cornelius, NC
• 08/2020 → Present
  Stonex Advisors Inc
  Cornelius, NC

Previous Registrations

• 2015-03-31 → 2020-08-07
  Fifth Third Securities, Inc.
  Shelby, NC
  Cornelius, NC
  Davidson, NC
  Mooresville, NC
  Davidson, NC
  Boiling Springs, NC
  Davidson, NC
  Davidson, NC
• 2014-01-31 → 2015-03-17
  Truist Investment Services, Inc.
  Concord, NC
  Huntersville, NC
  Mooresville, NC

Other Businesses

1) Lake Norman Advisor LLC 708 McLair Rd, Kannapolis, NC 28083 Nature of Business: this is the marketing group for my investment business run through SA Stone. Investment Related: Yes Business Position, Title or Association: Financial Advisor Business Duties: I am a Financial Advisor as part of the group using the Lake Norman Advisor name as our local marketing. Business start date: 09/10/2020 Approximately 40 hours devoted to this OBA monthly, with 40 hours devoted during market hours monthly. 2) Ames Wealth Management, LLC 20915 Catawba Ave Cornelius, NC 28031 Nature of Business: Ames Wealth Management, LLC is my LLC for income received from investments under my personal name for tax purposes. This name will not be used for marketing anything. Investment Related: Yes Title: Owner Start Date: 12/16/2020 Duties: This is solely created for tax purposes for my investment income received. Hours Devoted to Business: 40 Hours Devoted to Business during Market Hours: 40 3) Synergy Insurance Group, 7048 McLain Rd, Kannapolis, NC 28083 Nature of Business: Insurance Sales Investment Related: No Business Position: Agent Business Duties: Sale of insurance products and fixed annuities Business Start Date: 07/29/2021 Approximately 15 hours spent on this OBA monthly, with 15 hours spent on this OBA monthly during market hours. 4) Buckhead Brokerage Group - 4320 Suwanee Dam Rd, Suite 2400, Suwanee, GA 30024 Nature of Business: Approved partner for Index Annuities Investment Related: Yes Business Position: Agent Business Duties: Utilizing for access to index annuities Business Start Date: 04/28/2022 Approximately ten hours spent on this OBA monthly, with ten spent during market hours.

Exams

• S66 Uniform Combined State Law Examination
  2014-01-30
• S63 Uniform Securities Agent State Law Examination
  2011-04-04