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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2018-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Painted Post | NY | 04/2011 | Present |
O'BRIEN-ADAMS ENTERPRISES LLC; INV. RELATED; CORNING, NY; FINET PRACTICE; OWNER; START DATE 4/2011; 2 HRS PER MONTH; 0 HRS DURING TRADING. MOB REAL ESTATE HOLDINGS, LLC; NOT INVESTMENT RELATED; CORNING,NY; 100% OWNERSHIP; START DATE 08/01/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS OFFICE BUILDING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-21 |
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