Samantha Jill Lompado

Current Employers

Employment History

• 02/2011 → 04/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2012 → 04/2017
  Northwestern Mutual Investment Services, Llc
  Princeton, NJ
• 08/2013 → 04/2017
  Northwestern Mutual Investment Services, Llc
  Princeton, NJ
• 01/2016 → 04/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2017 → 11/2018
  Sii
  Allentwon, PA
• 11/2018 → 05/2023
  Royal Alliance Associates, Inc.
  Bensalem, PA
• 05/2023 → Present
  Consolidated Portfolio Review Corp
  Woodbury, NY

Previous Registrations

• 2018-11-02 → 2023-05-04
  Osaic Wealth, Inc.
  New Hope, PA
  Bethlehem, PA
  Easton, PA
  Pennington, NJ
• 2017-04-17 → 2018-11-02
  Signator Investors, Inc.
  Bensalem, PA
• 2013-08-19 → 2017-04-20
  Northwestern Mutual Investment Services, Llc
  Newtown, PA
  Princeton, NJ

Other Businesses

1) Scopo Capital Planning. Investment Related. Start date: 05/19/2023. Address: 23 Route 31 N suite A-12 Pennington New Jersey, 08534. Title: President/Investment Advisor Representative. Duties: Initial and ongoing meetings with clients and prospects regarding managing their securities accounts. Financial planning, portfolio reviews, & service. Time spent during regular hours: 90%. 2) Scopo Capital Planning. Fixed Insurance Sales. Not Investment Related. Start date: 05/20/2023. Address: 23 Route 31 N Pennington New Jersey, 08534. Title: Financial Representative. Duties: In the course of meeting with clients occasionally a need for insurance comes up. I run illustrations, propose products, and if a client would like submit the business. Time spent during regular hours: 10%. 3) The Celebration Mission. Not Investment Related. Start date: 05/19/2023. Address: 103 Kent shire Court Pennington New Jersey, 08534. Title: Founder, Volunteer. Duties: This is a charity I started in April 2023. I will be working to identify homeless & at risk youth (by working with other charities in the central Jersey), and either hosting birthday parties or putting together everything needed for the families to host a party. I will also be responsible for managing the financials and fundraising. Time spent during regular hours: 0% 4) Friends of the Oratory - Volunteer. Not Investment Related. Start date: 05/18/2024. Address: 45 Anderson Street, Raritan NJ, 08869. Title: Board Member. Duties: The Raritan Congregation of the Oratory of St. Philip Neri, an oratory of priests, formed a volunteer board to help develop and support the mission of the Oratory. We will meet approximately 6 times a year and discuss the current issues affecting the oratory and plan for the future. Time spent during regular hours: 0% 5) Fixed Annuity Sales. Not Investment Related. Start date: 05/17/2023. Address: 23 Route 31 N suite A-12 Pennington New Jersey, 08534. Title: Financial Representative. Duties: Sales of fixed and fixed indexed annuities to clients if relevant in the context of a financial plan. Times spent during regular hours: 5%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-08-09
• S63 Uniform Securities Agent State Law Examination
  2013-04-12