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Ernest Val Miranda

Empower Advisory Group, LLC

Greenwood Village, CO

Gilbert, AZ

CRD 5893447

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-14
  • AZ RA
    APPROVED
    Since 2024-08-14

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2011 08/2023
Acadia Care Group Gilbert AZ 03/2021 09/2021
Empower Advisory Group, Llc Greenwood Village CO 08/2024 Present
Empower Financial Services, Inc Greenwood Village CO 08/2024 Present
Caregiver Gilbert AZ 09/2023 07/2024
  • 02/2011 → 08/2023
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2021 → 09/2021
    Acadia Care Group
    Gilbert, AZ
  • 08/2024 → Present
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 08/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 09/2023 → 07/2024
    Caregiver
    Gilbert, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-09
S63 Uniform Securities Agent State Law Examination 2011-03-23
  • S65 Uniform Investment Adviser Law Examination
    2016-05-09
  • S63 Uniform Securities Agent State Law Examination
    2011-03-23
Other Names
  • Ernest Miranda
  • Ernest Val Miranda

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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