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Perry Joseph Mattern

Mattern Capital Management, LLC

Lakewood, CO

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Current Employers
Mattern Capital Management, Llc

165 S. Union Blvd Suite 780, Lakewood, CO 80228 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-05-12
TX RA APPROVED_RES 2019-05-14
CO RA APPROVED 2019-02-11
  • AZ RA
    APPROVED
    Since 2022-05-12
  • TX RA
    APPROVED_RES
    Since 2019-05-14
  • CO RA
    APPROVED
    Since 2019-02-11

Branch Locations

165 S. Union Blvd Suite 780, Lakewood, CO 80228 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cherry Creek CO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cherry Creek CO 11/2016 01/2019
Mattern Capital Management, Llc Lakewood CO 01/2019 Present
Previous Registrations
  • 2008-01-01 → 2019-02-19
    Denver, CO
  • 2001-01-23 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Evergreen, CO
    Denver, CO
    St. Louis, MO
    Evergreen, CO
Other Businesses

RAW LAND LOCATED IN PINAL COUNTY, ARIZONA; INVESTMENT RELATED; PINAL COUNTY, ARIZONA; 14.58% OWNERSHIP; START DATE 4/2013; 0 HRS PER MONTH. MATTERN LAND DEVELOPMENT LLC; INVESTMENT RELATED; EVERGREEN, CO; OWNER; LAND ACQUISITION FOR INVESTMENT; START DATE 5/2013; 0 HRS PER MONTH. AZ346, LLC; NON INV RELATED; EVERGREEN, CO; HOLDING A CONDO'S OWNERSHIP THAT WILL BE RENTED OUT; OWNER/MANAGER; START 08/15/2022: 0 HRS/MO; 0 DURING TRADING. R3B INVESTMENT LLC; SCOTTSDALE, AZ; INVESTMENT RELATED; HOLDS OWNERSHIP IN OTHER BUSINESS' 0 HOURS PER MONTH. MATTERN FAMILY VENTURES LLC; INVESTMENT RELATED; HOLDS OWNERSHIP IN BUSINESSES AND OTHER VENTURES; 0 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-25
  • S66 Uniform Combined State Law Examination
    2000-05-25
Designations

View on SEC IAPD

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