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801 Barton Springs Rd, Austin, TX 78704 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-05 |
| MD | RA | APPROVED | 2025-05-16 |
Branch Locations
801 Barton Springs Rd, Austin, TX 78704 • United States
Annapolis, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hantz Group | Southfield | MI | 06/2017 | 09/2023 |
| University Of Michigan | Ann Arbor | MI | 01/2017 | 05/2017 |
| Hantz Group | Okemos | MI | 05/2014 | 06/2017 |
| Full Time Education | Haslett | MI | 06/2007 | 04/2017 |
| Raymond James Financial Services, Inc. | Rockville | MD | 09/2023 | 04/2025 |
| Raymond James Financial Services Advisors, Inc. | Rockville | MD | 09/2023 | 04/2025 |
| Ls Associates | Rockville | MD | 09/2023 | 04/2025 |
| Serving Those Who Serve | Rockville | MD | 10/2023 | 04/2025 |
| Lee, Sipe And Associates | Rockville | MD | 10/2023 | 04/2025 |
| Root Financial Partners, Llc | Encinitas | CA | 04/2025 | Present |
1) Name of Business: Address: 993 Westway, Annapolis, MD, 21409, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 10/03/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Occasionally watching neighbor's dog when they are out of town. Only happens when both owners are out of town at the same time, usually for just a day or two. We will often go months at a time between watching the dog. There has been a couple instances of greater frequency when one goes out of town for an extended period to see family. (2) Name of Business: Lee, Sipe and Associates Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850-3239, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/02/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: client service (3) Name of Business: Serving Those Who Serve Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850-3239, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/02/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: client service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-16 |
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