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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-29
TX RA APPROVED_RES 2026-07-28
  • CO RA
    APPROVED
    Since 2026-07-29
  • TX RA
    APPROVED_RES
    Since 2026-07-28

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

1551 N. Ogden St, Denver, CO 80218 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Moloney Securities Co., Inc. Manchester MO 04/2004 12/2025
Moloney Investment Advisory Llc Manchester MO 02/2016 12/2016
Moloney Securities Asset Management Llc Manchester MO 02/2016 12/2025
Berthel, Fisher & Company Financial Services, Inc. Denver CO 12/2025 07/2026
Bfc Planning, Inc. Cedar Rapids IA 12/2025 07/2026
Kestra Investment Services, Llc Denver CO 07/2026 Present
Kestra Advisory Services, Llc Denver CO 07/2026 Present
  • 04/2004 → 12/2025
    Moloney Securities Co., Inc.
    Manchester, MO
  • 02/2016 → 12/2016
    Moloney Investment Advisory Llc
    Manchester, MO
  • 02/2016 → 12/2025
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 12/2025 → 07/2026
    Berthel, Fisher & Company Financial Services, Inc.
    Denver, CO
  • 12/2025 → 07/2026
    Cedar Rapids, IA
  • 07/2026 → Present
    Kestra Investment Services, Llc
    Denver, CO
  • 07/2026 → Present
    Denver, CO
Previous Registrations
  • 2025-12-05 → 2026-07-28
    Cedar Rapids, IA
  • 2016-02-23 → 2025-12-05
    Moloney Securities Asset Management Llc
    Denver, CO
    Manchester, MO
    Denver, CO
  • 2016-03-17 → 2016-12-31
    Moloney Investment Advisory Llc
    Denver, CO
    Manchester, MO
  • 2013-02-20 → 2016-04-27
    Moloney Securities Co., Inc.
    Manchester, MO
    Denver, CO
    Denver, CO
    Manchester, MO
    Louisville, CO
    Denver, CO
    Manchester, MO
  • 2002-05-24 → 2002-09-10
    E*Trade Advisory Services, Inc.
    Superior, CO
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/27/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: TEAM DUNCAN FINANCIAL POSITION: Registered Representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/27/2026 ADDRESS: 1551 Ogden Street, Denver CO 80218, United States DESCRIPTION: Acting as a Registered Rep Name: RESIDENTIAL REAL ESTATE POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2026 ADDRESS: 1365 Clayton, Denver CO 80206, United States DESCRIPTION: manage rental property Name: CANDLELIGHT CAPITAL, LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2026 ADDRESS: 1368 Gaylord, Denver CO 80206, United States DESCRIPTION: manage rental property Name: FRISCO CHALET, LLC. POSITION: member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2026 ADDRESS: 1368 Gaylord, Denver CO 80206, United States DESCRIPTION: I have a rental managment company manage this STR property. Name: CANDLELIGHT VENTURES, INC. POSITION: Officer NATURE: SCorp formed for tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2026 ADDRESS: 1368 Gaylord, Denver CO 80206, United States DESCRIPTION: some recordkeeping and tax prep

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-19
S63 Uniform Securities Agent State Law Examination 2000-05-22
  • S65 Uniform Investment Adviser Law Examination
    2013-02-19
  • S63 Uniform Securities Agent State Law Examination
    2000-05-22

View on SEC IAPD

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