Matthew John Ruppe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Lpl Financial
  Madison, WI

Previous Registrations

• 2010-10-20 → 2012-04-05
  Bmo Harris Financial Advisors, Inc.
  Rockford, IL
• 2007-07-25 → 2010-10-19
  Uvest Financial Services Group, Inc.
  Madison, WI
  Stoughton, WI
  Viroqua, WI
  Praire Du Chien, WI
  Richland Center, WI
  Boscobel, WI
  Waunakee, WI
  Deforest, WI
  Sun Prairie, WI
  Madison, WI
  Verona, WI
  Madison, WI
  Madison, WI
  Janesville, WI
  Madison, WI
  Charlotte, NC
  Madison, WI
  Middleton, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-01
• S63 Uniform Securities Agent State Law Examination
  1998-11-04

Other Names

• Matt Ruppe
• Matthew John Ruppe