Best Investors Account Sign in

Bartolo Panepinto

Hsbc Securities (Usa) Inc.

Kenmore, NY

Buffalo, NY

CRD 4168431

Claim This Profile
Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-23
  • NY RA
    APPROVED
    Since 2025-05-23

Branch Locations

Kenmore, NY • United States

Larkin Square, 239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Depew NY 07/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-23
S63 Uniform Securities Agent State Law Examination 2001-11-12
  • S66 Uniform Combined State Law Examination
    2025-05-23
  • S63 Uniform Securities Agent State Law Examination
    2001-11-12

View on SEC IAPD

Nearby Firms

MML INVESTORS SERVICES, LLC
B. RILEY WEALTH ADVISORS, INC.
UNITED CAPITAL FINANCIAL ADVISORS

Nearby Investors

CRAIG C FOSTER
MARK EDWIN HELAK
RICARDO ESPEJO

Nearby Offices

HSBC SECURITIES (USA) INC. · Buffalo, NY
HSBC SECURITIES (USA) INC. · Buffalo, NY
MML INVESTORS SERVICES, LLC · Buffalo, NY

More in Kenmore, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor