Best Investors Account Sign in

Bartolo Panepinto

Hsbc Securities (Usa) Inc.

Kenmore, NY

Buffalo, NY

Claim This Profile
Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-23
  • NY RA
    APPROVED
    Since 2025-05-23

Branch Locations

Kenmore, NY • United States

Larkin Square, 239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Depew NY 07/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-23
S63 Uniform Securities Agent State Law Examination 2001-11-12
  • S66 Uniform Combined State Law Examination
    2025-05-23
  • S63 Uniform Securities Agent State Law Examination
    2001-11-12

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
B. RILEY WEALTH ADVISORS, INC.
UNITED CAPITAL FINANCIAL ADVISORS
SCP MANAGEMENT LLC
ABAYA WEALTH MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
HUDSON CAPITAL ADVISORY, INC.
MILLER, GESKO & COMPANY INC.

Other Investors

CRAIG C FOSTER
MARK EDWIN HELAK
RICARDO ESPEJO
KORY KING CHI LAM
Matthew Richert
Zachary Lawrence Hale
Christian Stone Thompson
Ryan Laschinger

Other Offices

HSBC SECURITIES (USA) INC. · Buffalo, NY
HSBC SECURITIES (USA) INC. · Buffalo, NY
MML INVESTORS SERVICES, LLC · Buffalo, NY
B. RILEY WEALTH ADVISORS, INC. · Buffalo, NY
UNITED CAPITAL FINANCIAL ADVISORS · BUFFALO, NY
UNITED CAPITAL FINANCIAL ADVISORS · BUFFALO, NY
SCP MANAGEMENT LLC · BUFFALO, NY
ABAYA WEALTH MANAGEMENT LLC · BUFFALO, NY

More in Kenmore, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor