Best Investors
Account
Sign in
Best Investors
Account
Sign in
1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-29 |
Branch Locations
Rollingwood Center Building 1 2500 Bee Cave Road, Suite 125, Austin, TX 78746 • United States
825 Maryville Centre Drive, Suite 200, St. Louis, MO 63017 • United States
Rollingwood Center, Building 1 2500 Bee Cave Road, Suite 125, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pensionmark Financial Group,Llc Dba/Assure Financial Services Ll | Austin | TX | 09/2015 | 11/2022 |
| Capfinancial Securities, Llc. | Raleigh | NC | 09/2015 | 09/2017 |
| Pensionmark Securities, Llc | Austin | TX | 09/2017 | 11/2022 |
| Mma Securities, Llc | Austin | TX | 11/2022 | Present |
1. Rental Property; Non-Investment Related; 7109 Tesoro Trail, Austin, TX 78729; Rental Property; Owner/Landlord; 4/28/2021; 5 hours per month; 5 hours during trading hours; Collect rent checks, repair house as needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-02 |
Reach out to this advisor