Rosaline Rogers Banks

Current Employers

Employment History

• 04/2015 → 06/2017
  Bank Of America, N.A.
  Collierville, TN
• 04/2015 → 06/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Collierville, TN
• 06/2017 → 02/2023
  Gwfs Equities, Inc.
  Nashville, TN
• 06/2017 → 02/2023
  Empower Advisory Group, Llc
  Nashville, TN
• 06/2017 → 02/2023
  Empower Financial Services, Inc.
  Nashville, TN
• 02/2023 → Present
  Tiaa
  Millington, TN
• 02/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Millington, TN

Previous Registrations

• 2017-08-04 → 2023-02-15
  Empower Advisory Group, Llc
  Millington, TN
  Greenwood Village, CO
• 2015-04-24 → 2017-06-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Collierville, TN
  Franklin, TN
  Collierville, TN
  Memphis, TN
  Memphis, TN
• 2013-12-17 → 2015-04-09
  Wells Fargo Clearing Services, Llc
  Memphis, TN
  Birmingham, AL
  Birmingham, AL
• 2012-09-06 → 2013-11-21
  Valic Financial Advisors, Inc.
  Brentwood, TN
• 2011-04-15 → 2012-09-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Memphis, TN

Other Businesses

(1) Name: R&B Covenant Real Estate, LLC Position: Managing Member Nature: Real estate renovations and sales of rehabbed homes. Investment Related: Yes Hours: 10 Securities Trading Hours: 0 Start Date: 02/17/2017 Address: Home Address, Millington TN 38053, United States Description: It is a real estate flipping/renovation family business consisting of my mom and dad, me and my husband, and my brother and his wife. We purchase homes below market value use a general contractor to do the necessary repairs to bring homes up to market standards and then sell the home. The business does not deal with market investments or participate in any mortgage investment (REIT) related business. It is strictly a flipping and/or rental income business. (2) BOSTON UNIVERSITY FINANCIAL PLANNING PROGRAM POSITION: Subject Matter Expert for the Retirement Planning Module of the CFP program. I have a BA degree in Economics and International Relations from BU. I also completed my formal CFP studies with the University. The director of the program reached out to ask me to help with course contact and some instructing. NATURE: Education for CFP candidates. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2023 ADDRESS: 1010 Commonwealth Ave, Boston MA 02215, United States DESCRIPTION: Role: Subject Matter Expert (SME) for the Boston University Financial Planning Program,FP105 Retirement Planning and Employee Benefits courseDuties: Review FP105 course content and assessment questions for accuracy and alignment with annual tax law updates. Activities may also include live instruction of financial planning students, recording of videos summarizing course modules, and supporting our current student facilitator with student content-related questions.

Exams

• S66 Uniform Combined State Law Examination
  2011-04-12

Other Names

• Rosaline Lechelle Rogers
• Rosaline Rogers Banks
• Rosaline R Banks
• Rosaline Lechelle Rogers
• Rosaline Lechelle Rogers-Banks