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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-07-05
TX RA APPROVED_RES 2017-10-06
FL RA APPROVED 2017-10-04
  • GA RA
    APPROVED
    Since 2024-07-05
  • TX RA
    APPROVED_RES
    Since 2017-10-06
  • FL RA
    APPROVED
    Since 2017-10-04

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 08/2017
Morgan Stanley Alpharetta GA 09/2017 Present
E*Trade Temple Terrace FL 03/2023 09/2023
Previous Registrations
  • 2023-04-20 → 2023-09-05
    Harrisdirect Llc
    Temple Terrace, FL
    Arlington, VA
  • 2009-10-23 → 2017-09-01
    Lincoln, RI
    Boston, MA
    Lincoln, RI
    Boston, MA
    Tacoma, WA
    Everett, WA
    Las Vegas, NV
    Boston, MA
    West Des Moines, IA
    Tulsa, OK
    Walnut Creek, CA
    Los Angeles, CA
    Pleasanton, CA
    Oakland, CA
    Saint Paul, MN
    Los Angeles, CA
    Modesto, CA
    Pasadena, CA
    Stockton, CA
    Roseville, CA
    Roseville, CA
    Fresno, CA
    Sacramento, CA
    Southbury, CT
    Providence, RI
    Wellesley Hills, MA
    Portland, ME
    Hyannis, MA
    Andover, MA
    Hartford, CT
    Guilford, CT
    Portsmouth, NH
    Boston, MA
    Glastonbury, CT
    Mystic, CT
    El Segundo, CA
    Buffalo, NY
    Burlington, VT
    Bellevue, WA
    Westlake Village, CA
    Henderson, NV
    Monterey, CA
    Las Vegas, NV
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Las Vegas, NV
    Boise, ID
    Torrance, CA
    Reno, NV
    Las Vegas, NV
    Beverly Hills, CA
    Poughkeepsie, NY
    Williamsville, NY
    Clifton Park, NY
    Manchester, NH
    West Hartford, CT
    Seattle, WA
    Encino, CA
    Syracuse, NY
    Mill Valley, CA
    Rolling Hills Estates, CA
    Los Angeles, CA
    Rolling Hills Estates, CA
    Rancho Santa Fe, CA
    Portland, OR
    Salem, OR
    Anchorage, AK
    Lake Oswego, OR
    Pittsford, NY
    New York, NY
    Greenwood Village, CO
    Springfield, MA
    Napa, CA
    Burlington, MA
    Kansas City, MO
    Leawood, KS
    San Francisco, CA
    San Mateo, CA
    Chicago, IL
    Deer Park, IL
    Lisle, IL
    Schaumburg, IL
    Salt Lake City, UT
    Salinas, CA
    Sacramento, CA
    Oakland, CA
    Concord, CA
    Palo Alto, CA
    Hartford, CT
    Waltham, MA
    San Francisco, CA
    Springfield, MO
    Chicago, IL
    Tulsa, OK
    Oak Brook, IL
    Northbrook, IL
  • 2005-12-21 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Boston, MA
    Lincoln, RI
  • 2004-10-20 → 2005-12-21
    Banc Of America Investment Services, Inc.
    Lincoln, RI
    Burlington, MA
  • 2002-09-09 → 2004-10-20
    Quick & Reilly, Inc.
    Waltham, MA
Other Businesses

*681773- Timeless Treasures & Co.; Investment related: No; Cumming, Georgia; Art/Culture, Retail/Online Stores; Partner, CEO (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 60; Administrative, Check Signing/Funds Disbursements, Business Development/Growth, Other

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-26
  • S66 Uniform Combined State Law Examination
    2002-04-26
Other Names
  • Rewee Jean Gauthier
  • Renee Jean Gauthier
  • Renee J Gauthier

View on SEC IAPD

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