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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
5171 Wallings Rd Ste 130, North Royalton, OH 44133 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) FIXED INSURANCE AGENT 2) LEGACY FINANCIAL, DBA NAME FOR FINANCIAL SERVICES, 5171 WALLINGS RD SUITE 130 NORTH ROYALTON OH 44133, OFFICE MANAGER, ADMIN DUTIES, START 04/2006, 30HR/WK ; 3) NAME OF OTHER BUSINESS: FIRE FIGHTERS MEMORIAL RIDE; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 5/2022 ; POSITION/TITLE/RELATIONSHIP: VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 2 HOURS ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: PRESENT SCHOLARSHIPS TO TO THE FAMILIES OF FIRE FIGHTERS ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-17 |
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