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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-04-24
  • NJ RA
    APPROVED
    Since 2020-04-24

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Toms River, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Hackettstown NJ 04/2015 06/2018
Pnc Investments Llc Hackettstown NJ 04/2015 06/2018
Gwfs Equities Stanhope NJ 06/2018 Present
  • 04/2015 → 06/2018
    Pnc Bank
    Hackettstown, NJ
  • 04/2015 → 06/2018
    Pnc Investments Llc
    Hackettstown, NJ
  • 06/2018 → Present
    Gwfs Equities
    Stanhope, NJ
Previous Registrations
Other Businesses

I am a registered New Jersey notary. I do not intend to utilize it for business. I am not compensated. I also hold a CRPC Designation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-05
S63 Uniform Securities Agent State Law Examination 2011-08-20
  • S65 Uniform Investment Adviser Law Examination
    2012-12-05
  • S63 Uniform Securities Agent State Law Examination
    2011-08-20
Other Names
  • Charles Maratta
  • Charles J Maratta
  • Charles Joseph Maratta

View on SEC IAPD

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