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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-16 |
| GA | RA | APPROVED | 2012-01-06 |
Branch Locations
190 Bluegrass Valley Pkwy., Alpharetta, GA 30005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jade Law Offices Of Kim Scouller | Johns Creek | GA | 08/2010 | 01/2017 |
| Wfgia | Alpharetta | GA | 11/2010 | Present |
| Transamerica Financial Advisors | Alpharetta | GA | 01/2012 | Present |
| Aleece Ackerman, Attorney At Law | Johns Creek | GA | 01/2017 | 01/2022 |
| College Loan Freedom | Henderson | NV | 02/2019 | 12/2024 |
| Legal Shield | Pre-Paid Way | OK | 08/2019 | 12/2024 |
| Netlaw | Louisville | KY | 10/2020 | Present |
| Shafritz & Dean, Attorneys At Law | Atlanta | GA | 11/2020 | Present |
| Debt America | Santa Ana | CA | 02/2021 | 03/2022 |
| Aleece A. Kardon, Attorney At Law | Johns Creek | GA | 01/2022 | Present |
| Wealthwave | Johns Creek | GA | 10/2021 | Present |
| Wealthwave | Alpharetta | GA | 01/2016 | 12/2024 |
| The Legacy Planning Group Llc | Alpharetta | GA | 01/2024 | Present |
| Aak Group, Llc | Alpharetta | GA | 10/2024 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Wealthwave | 10/2021 | Marketing | WFGIA Co-Brand Company | yes - investment related | Johns Creek, GA Aleece A. Kardon, Attorney at Law / 0122-Present / Investment Related: No / 6475 East Johns Crossing Johns Creek, GA 30097 / Owner / Legal Practice / Hrs. Work Monthly: 20 / Sec Trading Hrs: 2 / Preparing Willis, Trusts, and Power of Attorney Shafritz & Dean, Attorney at Law / 1120-Present / Investment Related: No / 5825 Glenridge Drive, Bldg. 2, Suite 102 Atlanta, GA 30328 / Attorney / Real Estate Closing / Hrs Work Monthly: 10 / Sec Trading Hrs: 1 / Conducting residential real estate closings. NETLAW|NOT INVESTMENT RELATED|12910 SHELBYVILLE RD, SUITE 124. LOUISVILLE, KY 40243|LEGAL SERVICES|AGENT|10.23.2020|2 HOURS A MONTH|0 HOUR DURING SECURITIES TRADING|I MAY USE THEM TO HELP SETUP TRUSTS AND FOR OUT OF STATE CLIENTS THAT I CANNOT HANDLE THROUGH MY LEGAL PRACTICE. THE LEGACY PLANNING GROUP LLC POSITION: orgaziner NATURE: none INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2024 ADDRESS: 910 Crofters Pass, Alpharetta GA 30022, United States DESCRIPTION: none other than for tax filing purposes as per my CPA AAK GROUP, LLC POSITION: orgaziner NATURE: none INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/27/2024 ADDRESS: 910 Crofters Pass, Alpharetta GA 30022, United States DESCRIPTION: none other than for tax filing purposes as per my CPA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-04-16 |
| S65 | Uniform Investment Adviser Law Examination | 2011-02-03 |
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