Inactive

Karen F Fadzen

Kestra Private Wealth Services, LLC

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Current Employers

Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-08-20

PA RA
APPROVED

Since 2024-08-20

Branch Locations

1605 Carmody Court Suite 400, Sewickley, PA 15143 • United States

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Xpyria Investment Advisors, Inc.	Pittsburgh	PA	08/2013	08/2024
Kestra Private Wealth Services, Llc	Sewickley	PA	08/2024	Present
Kestra Investment Services, Llc	Sewickley	PA	05/2025	Present

08/2013 → 08/2024

Xpyria Investment Advisors, Inc.

Pittsburgh, PA
08/2024 → Present

Kestra Private Wealth Services, Llc

Sewickley, PA
05/2025 → Present

Kestra Investment Services, Llc

Sewickley, PA

Previous Registrations

2013-10-11 → 2024-08-20

Xpyria Investment Advisors, Inc.

Pittsburgh, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-13

S65 Uniform Investment Adviser Law Examination

2014-01-13

Designations

Other Names

Karen Fadzen
Karen Suzanne Forsythe
Karen Forsythe Fadzen

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

SCHENLEY CAPITAL, INC

NAV WEALTH PARTNERS

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

SEWICKLEY FINANCIAL LLC

Other Investors

SCOTT WILLIAM MILLER

MELISSA TSAGGARIS CORSO

JOHN MARTIN SCHNEIDER

LAURA S GLEGHORN

RANDOLPH ANTHONY BODNAR

BRIAN MATTHEW SPENCER

ERIC SCOTT LEWIS

Other Offices

JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Sewickley, PA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA

SCHENLEY CAPITAL, INC · SEWICKLEY, PA

NAV WEALTH PARTNERS · SEWICKLEY, PA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA

J.P. MORGAN SECURITIES LLC · Sewickley, PA

More in Sewickley, PA

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