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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-28 |
| TX | RA | APPROVED | 2025-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Makati City, Manila Metro | 11/2015 | 08/2017 | |
| E*Trade Securities Llc | Makati City, Manila Metro | 09/2016 | 08/2017 | |
| E*Trade Securities Llc | Manila | 08/2017 | 05/2020 | |
| E*Trade Securities Llc | Manila | 05/2020 | 05/2021 | |
| Morgan Stanley | Eureka | CA | 04/2025 | Present |
| Asia's Best Foods | Eureka | CA | 07/2024 | 05/2025 |
| Northern Trust | Taguig | 06/2021 | 01/2025 |
*671166 - Amazon; Investment related: No; Seattle, Washington; Retail/Online Stores; Amazon Vine Voice (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 0; After business hours: 3; Provide insightful reviews of products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-25 |
| S66 | Uniform Combined State Law Examination | 2025-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-17 |
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