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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2018-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2011 | Present |
| Northwestern Mutual Investment Services, Llc | Martinsburg | WV | 02/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% MOUNTAINEER ECOMMERCE, LLC, 310 RENAISSANCE DR, MARTINSBURG, WEST VIRGINIA, 25403, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/13/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SALE OF HOUSEHOLD GOODS THROUGH WALMART.COM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-26 |
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