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William S Jeffery

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Chevy Chase, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-12-03
TX RA APPROVED 2013-02-06
DC RA APPROVED 2012-07-31
  • MD RA
    APPROVED
    Since 2020-12-03
  • TX RA
    APPROVED
    Since 2013-02-06
  • DC RA
    APPROVED
    Since 2012-07-31

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Chevy Chase, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Washington DC 04/2012 Present
Bank Of America, N.A Washington Dc DC 09/2012 Present
  • 04/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Washington, DC
  • 09/2012 → Present
    Bank Of America, N.A
    Washington Dc, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-20
S63 Uniform Securities Agent State Law Examination 2011-09-24
  • S65 Uniform Investment Adviser Law Examination
    2012-07-20
  • S63 Uniform Securities Agent State Law Examination
    2011-09-24

View on SEC IAPD

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LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
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