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928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Mesa | AZ | 10/2012 | 08/2022 |
| Charlotte Russe | Gilbert | AZ | 06/2018 | 03/2019 |
| Morgan Stanley Smith Barney Llc | Scottsdale | AZ | 08/2022 | 11/2023 |
| Unemployed | Gilbert | NV | 11/2023 | 06/2025 |
| Umb Financial Services Inc | Scottsdale | AZ | 06/2025 | Present |
| Umb Bank | Scottsdale | AZ | 06/2025 | Present |
1) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 06/30/2025, 8 hours per month allocated to UMB Bank during normal business hours 2) Beachin' Brujas, Not Investment related, Jewelry online sales from home, 8 hours per week, nothing during business hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-07 |
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