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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-29 |
| TX | RA | APPROVED | 2024-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Dallas | TX | 03/2015 | 06/2021 |
| Jpmorgan Chase Bank Na | Dallas | TX | 01/2017 | 06/2021 |
| Jpmorgan Chase Bank Na | Palm Beach | FL | 07/2021 | Present |
| Jpmorgan Securities Llc | Palm Beach | FL | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-03 |
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