Brooke Lorraine Shaw

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Chesterfield, MO
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Chesterfield, MO

Other Businesses

Board of Directors; Wright City RII Foundation; secretary; 90 Bell Road, , Wright City, MO, 63390; Not Investment-Related; 04/28/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; JCM; Financial Advisor - provide financial advice to clients; financial advisory and investment management services; 825 Maryville Centre Drive Suite 210, , Chesterfield, MO, 63017; Investment-Related; 01/01/2018; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2012-09-18

Other Names

• Brooke Lorraine Porter
• Brooke Shaw