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Catherine Claire Nuismer

Ubs Financial Services Inc.

Nashville, TN

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-03-12
  • TN RA
    APPROVED
    Since 2018-03-12

Branch Locations

315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wiley Bros. Aintree Capital Nashville TN 04/2016 02/2018
Ubs Financial Services Inc. Nashville TN 03/2018 Present
Previous Registrations
  • 2013-01-28 → 2018-03-01
    &Partners
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-27
  • S66 Uniform Combined State Law Examination
    2013-01-27

View on SEC IAPD

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