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Kristen L Fuller

LPl Enterprise, LLC

Crown Point, IN

CRD 5887727

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14

Branch Locations

615 N Indiana Ave Suite 106, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Crown Point IN 12/2010 11/2024
Prudential Insurance Company Of America Crown Point IN 12/2012 Present
Lpl Enterprise, Llc Crown Point IN 11/2024 Present
Previous Registrations
  • 2016-02-19 → 2024-11-14
    Frankfort, IL
    Merrillville, IN
    Naperville, IL
    Crown Point, IN
Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-19
S63 Uniform Securities Agent State Law Examination 2011-03-16
  • S65 Uniform Investment Adviser Law Examination
    2016-01-19
  • S63 Uniform Securities Agent State Law Examination
    2011-03-16
Other Names
  • Kristen I Brown
  • Kristen Leigh Brown

View on SEC IAPD

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