Paul Malcolm Pettus

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2014-01-29

MO RA
APPROVED

Since 2014-01-29

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	St. Louis	MO	01/2014	Present

01/2014 → Present

Stifel Nicolaus & Co Inc

St. Louis, MO

Previous Registrations

2009-10-23 → 2012-07-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Charlotte, NC

Jacksonville, FL

New York, NY
2008-01-28 → 2009-10-23

Banc Of America Investment Services, Inc.

Charlotte, NC

Boston, MA

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-26
S63	Uniform Securities Agent State Law Examination	1999-07-08

S66 Uniform Combined State Law Examination

2008-01-26
S63 Uniform Securities Agent State Law Examination

1999-07-08

Other Names

Paul Malcolm Strole

View on SEC IAPD

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