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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-10-12
  • WA RA
    APPROVED
    Since 2018-10-12

Branch Locations

2288 West Commodore Way Suite 200, Seattle, WA 98199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seattle WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 10/2018
Raymond James & Associates, Inc. Seattle WA 10/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: Salmon Bay Capital Advisors Address: 2288 W Commodore Way Ste 200, Seattle, WA, 98199-1465, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 02/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We have an LLC called Salmon Bay Capital Advisors LLC. The purpose is solely so that my business partner, Jonathan Palmer of Raymond James, and I can have a joint business checking account on Raymond James platform. We use this account o process work related expenses for which we need to issue physical checks. This was pre-approved through compliance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-07
  • S66 Uniform Combined State Law Examination
    2011-04-07
Other Names
  • Alexander Moore
  • Alex Moore

View on SEC IAPD

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