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Winifred Ann Rosbach

Morgan Stanley

Bellingham, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-26
WA RA APPROVED 2020-06-26
  • TX RA
    APPROVED
    Since 2020-06-26
  • WA RA
    APPROVED
    Since 2020-06-26

Branch Locations

2200 Rimland Drive Suite 105, Bellingham, WA 98226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Bellingham WA 01/2011 06/2020
Bank Of America, N.A. Bellingham WA 07/2011 06/2020
Morgan Stanley Smith Barney Llc Bellingham WA 06/2020 Present
Morgan Stanley Private Bank, N.A New York NY 10/2020 Present
  • 01/2011 → 06/2020
    Merrill Lynch
    Bellingham, WA
  • 07/2011 → 06/2020
    Bank Of America, N.A.
    Bellingham, WA
  • 06/2020 → Present
    Morgan Stanley Smith Barney Llc
    Bellingham, WA
  • 10/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-18
  • S66 Uniform Combined State Law Examination
    2011-05-18
Other Names
  • Winifred Ann Kehoe

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · BELLINGHAM, WA
FINANCIAL PLAN, INC. · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
D.A. DAVIDSON & CO. · BELLINGHAM, WA
EDWARD JONES · BELLINGHAM, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bellingham, WA
EDWARD JONES · BELLINGHAM, WA

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