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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-06-29 |
Branch Locations
290 W Hamilton Ave., State College, PA 16801 • United States
821 Beaver Drive, Dubois, PA 15801 • United States
161 West College Ave, Pleasant Gap, PA 16823 • United States
201 N Front St, Philipsburg, PA 16866 • United States
8764 Clearfield-Curwensville Hwy, Clearfield, PA 16830 • United States
Osceola Mills, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | South Atherron | PA | 06/2014 | 06/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IN | 06/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2018 | Present |
1.RENTAL PROPERTY OWNER, KARTHAUS, PA, 6/2018. NIR - 2/MO - 0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. CRAIG MOORE, 290 W HAMILTON AVE, STATE COLLEGE, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,OWNER, 06/29/18, INV REL, 5/WK- 5/TRADING 3. HAPPY VALLEY FINANCIAL SERVICES, LLC, 290 W HAMILTON AVE, STATE COLLEGE, PA, DBA, OWNER, 06/29/18, INV REL, 50/WK- 40/TRADING 4. TIMEBRLAND FEDERAL CREDIT UNION, 821 BEAVER DRIVE, DUBOIS, PA, BOARD MEMBER OF A NON-=PUBLIC ENTITY, SUPERVISORY COMMITTEE MEMBER, NIR, 04/30/20, 1/MO- 1/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-09 |
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