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928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals Inc | San Antonio | TX | 06/2012 | 09/2018 |
| Umb Financial Services Inc | Kansas City | MO | 06/2026 | Present |
| Umb Bank | Kansas City | MO | 05/2026 | Present |
| Ameriprise Financial Services, Inc | Bethlehem | PA | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Schnecksville | PA | 03/2020 | 05/2026 |
(1) Business Ownership; Abraham LLC; member; Real Estate; 2090 East Whitten Street, , Chandler, AZ, 85225; Not Investment-Related; 06/01/2019; 0 hours per month; 0 during trading hours. (2) Beekeeper/Sole proprietor. Periodic sales from apiary.; 117 Susquehanna Trail, Allentown, PA, 18104; Not Investment-Related; 08/01/2022; 20 hours per month; 0 during trading hours. (3) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 05/29/2026, 152 hours per month allocated to UMB Bank during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-29 |
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