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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-21 |
Branch Locations
3700 N Capital Of Tx Hwy Suite 500, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Austin | TX | 12/2023 | 01/2024 |
| Frost Brokerage | Austin | TX | 09/2015 | 11/2023 |
| Haute Chics If Austin | Austin | TX | 12/2001 | 08/2023 |
| Frost Investment Services | Austin | TX | 01/2017 | 11/2023 |
| Frost Bank | Austin | TX | 03/2017 | 11/2023 |
| Michael Knox | Austin | TX | 02/2024 | Present |
| Northwestern Mutual Investment Services Llc | Austin | TX | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-31 |
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