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Jeremy Michael Baron

Wells Fargo Clearing Services, LLC

Wilmington, DE

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-26
PA RA APPROVED 2016-08-25
DE RA APPROVED 2013-03-08
  • TX RA
    APPROVED
    Since 2024-04-26
  • PA RA
    APPROVED
    Since 2016-08-25
  • DE RA
    APPROVED
    Since 2013-03-08

Branch Locations

2011 Concord Pike, Wilmington, DE 19803 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Dover DE 01/2013 Present
Wells Fargo Advisors, Llc Dover DE 02/2013 11/2016
Wells Fargo Clearing Services, Llc Dover DE 11/2016 Present
  • 01/2013 → Present
    Wells Fargo Bank Na
    Dover, DE
  • 02/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Dover, DE
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Dover, DE
Previous Registrations
  • 2013-01-22 → 2013-01-23
    Edward Jones
    St Louis, MO
  • 2011-07-14 → 2013-01-10
    Securian Financial Services, Inc.
    Newark, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-08
  • S66 Uniform Combined State Law Examination
    2011-06-08

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
KINGSVIEW WEALTH MANAGEMENT, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.
WISE FINANCIAL SERVICES LLC

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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