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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-30 |
| TX | RA | APPROVED | 2022-09-30 |
Branch Locations
400 Capitol Mall Suite 1900, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sacramento | CA | 02/2011 | 11/2016 |
| Wells Fargo Bank, N.A. | Sacramento | CA | 11/2009 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | 09/2022 |
| Morgan Stanley Smith Barney Llc | Sacramento | CA | 09/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2022 | Present |
(1) 524608 * BHEEMA HOSPITALITY LP, LLC; NON-INVESTMENT RELATED; GULF SHORES, AL; 10% OWNERSHIP; START 31-DECEMBER-2021; 0 HOURS DEVOTED PER MONTH; 0 DURING TRADING HOURS; INVESTOR. (2) 524616 * MARUTI HOSPITALITY LP, LLC dba FAIRFIELD INN; NON-INVESTMENT RELATED; GULF SHORES, AL; 11.54% OWNERSHIP; START 02-MARCH-2020; 0 HOURS DEVOTED PER MONTH; 0 DURING TRADING HOURS; SILENT INVESTOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-15 |
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