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Brady S. Schrock

J.P. Morgan Securities LLC

Laguna Hills, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-04-18
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2014-04-18
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

24085 El Toro Road, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Laguna Hills CA 04/2013 Present
J.P. Morgan Securities Llc Laguna Hills CA 04/2013 Present
Previous Registrations
  • 2012-05-31 → 2012-10-01
    Chase Investment Services Corp.
    La Mirada, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-24
S63 Uniform Securities Agent State Law Examination 2011-03-23
  • S66 Uniform Combined State Law Examination
    2012-05-24
  • S63 Uniform Securities Agent State Law Examination
    2011-03-23
Other Names
  • Brady S Schrock

View on SEC IAPD

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TOWNELEY CAPITAL MANAGEMENT, INC. · LAGUNA HILLS, CA
CETERA INVESTMENT ADVISERS LLC · LAGUNA HILLS, CA
LPL FINANCIAL LLC · LAGUNA HILLS, CA
FUSION FINANCIAL · LAGUNA HILLS, CA
ADVISORS ON CALL · LAGUNA HILLS, CA
EQUITABLE ADVISORS, LLC · LAGUNA HILLS, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Hills, CA
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