Jerry Wai

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-01-09
CA	RA	APPROVED	2014-12-08

TX RA
APPROVED

Since 2015-01-09
CA RA
APPROVED

Since 2014-12-08

Branch Locations

120 W Las Tunas Drive, San Gabriel, CA 91776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	San Gabriel	CA	04/2010	Present
J.P. Morgan Securities Llc	San Gabriel	CA	10/2012	Present

04/2010 → Present

Jpmorgan Chase Bank, N.A.

San Gabriel, CA
10/2012 → Present

J.P. Morgan Securities Llc

San Gabriel, CA

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/1/2011 ADDRESS: 25761 MORENO VALLEY, CA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-05
S63	Uniform Securities Agent State Law Examination	2011-03-25

S66 Uniform Combined State Law Examination

2014-12-05
S63 Uniform Securities Agent State Law Examination

2011-03-25

Other Names

Chi Wah Wai
Jerry C Wai

View on SEC IAPD

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews