Benjamin Krich

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-03-18
TX	RA	APPROVED	2024-02-27

FL RA
APPROVED

Since 2024-03-18
TX RA
APPROVED

Since 2024-02-27

Branch Locations

1127 Tamiami Trl N, Nokomis, FL 34275 • United States

1320 Venice Avenue E, Venice, FL 34285 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2019	02/2024
Stifel, Nicolaus & Company, Incorporated	Lake Forest	IL	11/2016	09/2019
Northwestern Mutual Investment Services, Llc	Crystal Lake	IL	01/2011	11/2016
J.P. Morgan Securities Llc	Nokomis	FL	02/2024	Present
Jpmorgan Chase Bank, N.A.	Nokomis	FL	02/2024	Present

10/2019 → 02/2024

Edward Jones

St Louis, MO
11/2016 → 09/2019

Stifel, Nicolaus & Company, Incorporated

Lake Forest, IL
01/2011 → 11/2016

Northwestern Mutual Investment Services, Llc

Crystal Lake, IL
02/2024 → Present

J.P. Morgan Securities Llc

Nokomis, FL
02/2024 → Present

Jpmorgan Chase Bank, N.A.

Nokomis, FL

Previous Registrations

2019-10-11 → 2024-03-06

Edward Jones

Crystal Lake, IL

Mchenry, IL

Fox River Grove, IL
2017-12-18 → 2019-09-25

Stifel, Nicolaus & Company, Incorporated

Lake Forest, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-16
S63	Uniform Securities Agent State Law Examination	2012-03-24

S66 Uniform Combined State Law Examination

2017-12-16
S63 Uniform Securities Agent State Law Examination

2012-03-24

Other Names

Benjamin Joseph Krich
Benjamin J Krich
Benjamin Krich
Ben Krich

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.

FERRIS WHEEL FINANCE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PEARSON FINANCIAL SERVICES

FOURTHOUGHT FINANCIAL PARTNERS, LLC.

GASIMA FINANCIAL LLC

LPL FINANCIAL LLC

Other Investors

JONATHAN MICHAEL KOSMATA

KATHERINE LEE HYLAND MERCER

Jessica L Shular

OWEN A THIESSEN

Benjamin Martin

STEPHEN JOHN PICAZIO

Other Offices

TRUIST ADVISORY SERVICES, INC. · NOKOMIS, FL

FERRIS WHEEL FINANCE, INC. · VENICE, FL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VENICE, FL

PEARSON FINANCIAL SERVICES · VENICE, FL

FOURTHOUGHT FINANCIAL PARTNERS, LLC. · VENICE, FL

GASIMA FINANCIAL LLC · VENICE, FL

GASIMA FINANCIAL LLC · Venice, FL

LPL FINANCIAL LLC · VENICE, FL

More in Nokomis, FL

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