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Ferris Wheel Finance, Inc. CRD 292091
$41.2M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
871 Venetia Bay Blvd Suite 201, Venice, FL 34285 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-28 |
| TN | RA | APPROVED | 2023-05-08 |
| MA | RA | APPROVED | 2021-01-15 |
| FL | RA | APPROVED | 2018-06-21 |
Branch Locations
871 Venetia Bay Blvd Suite 201, Venice, FL 34285 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Venice | FL | 11/2015 | 03/2017 |
| Ferris Wheel Finance, Inc. | Venice | FL | 12/2017 | Present |
| Ferris Wheel Finance, Inc. | Venice | FL | 06/2018 | Present |
| Kate Hyland Mercer, Sole Proprietor | Venice | FL | 11/2004 | Present |
| Business Concepts And More, Inc | Venice | FL | 04/2002 | Present |
| Lucky Compass Enterprise, Inc | Northborough | MA | 12/2009 | 12/2024 |
BUSINESS CONCEPTS AND MORE, INC, NOT INV RELATED, Venice, FL, 100% OWNER, START: 4/2002, Less than 1% of time spent: OVERSEE BUSINESS ACTIVITIES. Katherine Hyland Mercer, Sole Proprietor; Investment Related; Venice, FL; Fixed Insurance Sales; Less than 1% of time spent; started 11/2004.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-07 |
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