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Roberto Vasquez

J.P. Morgan Securities LLC

Bonita, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-12
  • CA RA
    APPROVED
    Since 2023-12-12

Branch Locations

4500 Bonita Road, Bonita, CA 91902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Bonita CA 09/2008 Present
J.P. Morgan Securities Llc Bonita CA 05/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
S63 Uniform Securities Agent State Law Examination 2011-02-22
  • S66 Uniform Combined State Law Examination
    2022-02-25
  • S63 Uniform Securities Agent State Law Examination
    2011-02-22
Other Names
  • Roberto Vasquez

View on SEC IAPD

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